Leading financial service firms to excellence in regulatory compliance with business integrated support and solutions.
Dave Banerjee and RND Resources team up to bring expertise and back office services to broker-dealers, RIA firms, fund mangers, municipal dealers, CTAs, futures merchants, insurance companies, banks, and more. We specialize in regulatory compliance consulting and audits for new firms, and mid-size to small firms. Our mission is to provide integrated solutions that encompass business planning, compliance, operations, trading, and registration into one coordinated program.
Founded: 1984
Work Terms
Our standard office hours are Monday thru Friday 8am to 5pm (PST). We're also happy to schedule appointments to meet your needs. Send an email to info@davebanerjee.com or call our office at 818 657 0288.
We negotiate contracts based on fixed fee arrangements, hourly fee, or monthly retainer depending on your needs. Once we've discussed the work, we'll suggest an appropriate pricing arrangement.
We offer competitive price matching. If you find a competitive quote from a comparable firm for less than we quoted, we'll revise our quote to meet or beat their price. Don't sign a contract until you've given us a chance to quote it.