Posted 16 Days Ago Job ID: 1661522 4 quotes received

Assist with Broker-Dealer appl to FINRA

Fixed Price or Hourly
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  Send before: June 13, 2020

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I hope you are well and safe.

I work for a small financial advisory firm based in Washington DC and we would like to submit an application to FINRA to become a Broker-Dealer. We are looking for an individual who can guide us through this application process. Additionally, that person may po ... Show more
Abhi J United Kingdom