Professional, licensed attorney with 20 years of experience forming, registering and handling all aspects of compliance and legal issues for hedge funds, broker-dealers, investment advisers and banks. Need a partnership, LLC or corporation set up? I can do that. Need your business registered with the SEC, FINRA or other regulators? I can do that. Need compliance manuals? Annual compliance reviews? Help with a regulatory issue or customer complaint? I can help with all of that.