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Compliance Professional on the Banking

Senior Compliance professional with extensive 20+ years of experience in Regulatory Compliance, Financial Crime (AML-KYC Administration & Advisory), Know your customers ( KYC), Payments & Fintech, Compliance Due Diligence, Regulatory relationship, Expertise advisory on Inclusion & Diversity, Bribery and ethics, FCPA and Anti-bribery matters, Compliance Training with strong domain expertise on Payments, Fintech, Banking & financial services. I am a Qualified Lawyer, Qualified Chartered Secretary and a Management graduate (MBA+CS+LLB) coupled with national & international experience in managing AML-KYC & Compliance function for large MNCs, Banks, and Payment corporations. I am CAMS Certified Financial Crime Compliance professional, Has been associated with Large global banks ( i.e. Deutsche, Standard Chartered, Societe Generale) and Payment corporations ( like PayPal) in their APAC regional team based in Singapore in addition to managing Compliance function for local Indian Banks ( like ICICI) and several financial services companies in investment banking, wealth management, and Capital Market. Diversified experience into Financial Crime Compliance for wholesale banking, consumer banking and private banking verticals, Compliance Advisory, AML Transaction Monitoring and Investigation, Client due diligence, Process review, and Client Intelligence, Client on-boarding and KYC compliance, Identity & Verification (ID&V), Compliance country team set-ups, Staff Compliance training, customer service, grievance management, regional administration, ethics, inclusion and bribery issues and Training. Fluent in English and Hindi. Subject matter expertise in – - Financial Crime Compliance (AML, KYC and AB&C) for Payments, Fintech, Digital Banking wholesale banking, consumer banking, and private banking verticals Another unique aspect of my profile is that I have conducted onsite customer due diligence for more than a dozen of Asia based Fintech/ digital Bank/ correspondent banks for their AML & compliance program and that gives me an edge and a better understanding of the Compliance program of these banks, fintech and Payment entities including their regulatory landscape. Since Q3, 2019, I am working as an independent consultant.

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$200/hr Ongoing

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Senior Compliance professional with extensive 20+ years of experience in Regulatory Compliance, Financial Crime (AML-KYC Administration & Advisory), Know your customers ( KYC), Payments & Fintech, Compliance Due Diligence, Regulatory relationship, Expertise advisory on Inclusion & Diversity, Bribery and ethics, FCPA and Anti-bribery matters, Compliance Training with strong domain expertise on Payments, Fintech, Banking & financial services. I am a Qualified Lawyer, Qualified Chartered Secretary and a Management graduate (MBA+CS+LLB) coupled with national & international experience in managing AML-KYC & Compliance function for large MNCs, Banks, and Payment corporations. I am CAMS Certified Financial Crime Compliance professional, Has been associated with Large global banks ( i.e. Deutsche, Standard Chartered, Societe Generale) and Payment corporations ( like PayPal) in their APAC regional team based in Singapore in addition to managing Compliance function for local Indian Banks ( like ICICI) and several financial services companies in investment banking, wealth management, and Capital Market. Diversified experience into Financial Crime Compliance for wholesale banking, consumer banking and private banking verticals, Compliance Advisory, AML Transaction Monitoring and Investigation, Client due diligence, Process review, and Client Intelligence, Client on-boarding and KYC compliance, Identity & Verification (ID&V), Compliance country team set-ups, Staff Compliance training, customer service, grievance management, regional administration, ethics, inclusion and bribery issues and Training. Fluent in English and Hindi. Subject matter expertise in – - Financial Crime Compliance (AML, KYC and AB&C) for Payments, Fintech, Digital Banking wholesale banking, consumer banking, and private banking verticals Another unique aspect of my profile is that I have conducted onsite customer due diligence for more than a dozen of Asia based Fintech/ digital Bank/ correspondent banks for their AML & compliance program and that gives me an edge and a better understanding of the Compliance program of these banks, fintech and Payment entities including their regulatory landscape. Since Q3, 2019, I am working as an independent consultant.

Skills & Expertise

Aml ComplianceBanking IndustryBanking LawCapital MarketsCompliance AssessmentsCompliance TestingCompliance TrainingCryptocurrenciesFinanceFinancial CommunicationsIdentityKnowledge Process Outsourcing (KPO)LegalLicensing ConsultingManagementPaymentPayment Gateway IntegrationRegulatoryRisk AssessmentRisk ConsultingStartup ConsultingUser ExperienceVerification

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