Kyc review, banking ,screening, identification and verification, Dataentry• Sharing process updates and feedbacks to analyst for quality improvement.
• Identifying the process gaps and providing regular training to the analysts.
• Participating in weekly Internal Quality Management calls with client to identify root cause for errors and finding solutions to control the errors.
• Performing Customer Identification Program for Commercial Banking customers.
• Conducting Periodic reviews based on the risk profile of the customer.
• Performing KYC for the Different line of Customer Types such as Sole traders, Partnerships, Private and Public Limited Companies, Trusts, NBFI, towards the global standards imposed and framed by OFAC,UN,EU,HMT.
• Handling with BBPM (Business Banking Portfolio Managed) & BBRM (Business Banking Relationship Managed) Customer’s profile and ensuring all the Information required for KYC Remediation from Case Managers & RM are Accurate to meet KYC policy and Procedures.
• Screening the customer and connected parties to identify the negative News, Facts and Sanctions associated with them by using RDC (Regulatory Data Corp) tool.
• Performing CDD (Customer Due Diligence) & EDD (Enhanced Due Diligence) for the different Customer types based on the Risk associated related to Financial Crime Concern and AML policies using CRT Application Tool.
• Performing EDD Specially for the Risk Associated Customer like SCC (Special Category Client), PEP (Politically Exposed Person), NBFI, United Kingdom Based Charities & Foundations, Customer exposure with Sanction Countries.
• Understanding customer’s ownership structure and identifying the connected parties involved.
• Identification & Verification for the Customer and Connected Parties performed according to KYC procedures and Documented in CBS & CRT for evidence using External Source (Company watch, Company House, Bloomberg ) to comply with regulators.
• Performing Required KYC Screening on customer and Documenting the information obtained on the client as required by global KYC procedures.
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