As a Certified Fraud Examiner (CFE) and Certified Compliance & Ethics Professional (CCEP) with over 25 years of experience in financial services and public sector governance, I provide practical, results-oriented Governance, Risk, and Compliance (GRC) consulting to organizations seeking to strengthen their control environments and operational resilience.
My expertise includes designing and enhancing enterprise compliance programs, conducting risk assessments, developing policies and procedures, performing third-party due diligence, and implementing effective ethics and fraud prevention frameworks. I specialize in helping public pension plans, financial institutions, and mid-sized organizations navigate complex regulatory requirements (including PEPRA and fiduciary standards), reduce fraud risk using the Fraud Triangle model, and build sustainable compliance cultures that support business objectives rather than hinder them.
Services include:
- Compliance program maturity assessments and gap analyses
- Policy development, training, and awareness programs
- Risk management framework implementation (COSO, NIST, ISO-aligned)
- Third-party and vendor risk oversight
- Internal controls reviews and process optimization
- Board and executive reporting support
I focus on embedding practical “guardrails” that enable safe growth while minimizing exposure. My approach emphasizes influence without authority, continuous improvement, and real-world solutions drawn from hands-on leadership as Compliance Officer for a $10B+ public pension system and prior roles in investment operations and insurance compliance.
Clear, actionable guidance tailored to your organization’s size, industry, and risk profile.